Privacy Policy

What you should know:

We recognize our obligation to keep information about you secure and confidential. AAY Investments Group has created this privacy statement in order to demonstrate our firm commitment to privacy. The following discloses our information gathering and dissemination practices for this website: 

Summary: Clients of AAY Investments Group.

Unlike many other financial institutions, we do not sell or share Client Information with marketers outside AAY Investments Group who may want to offer you their own products and services.

We carefully manage information among our divisions. Understanding your relationship allows us to serve you better and offer you more convenience and benefits. Keeping financial information secure is one of our most important responsibilities.

We maintain physical, electronic and procedural safeguards to protect Client Information. Employees are authorized to access Customer Information only when they need it to provide you with products and services or to maintain your accounts. Our employees are bound by a Secrecy Agreement and ethics statement that requires confidential treatment of Customer Information and are subject to disciplinary action if they fail to follow this code.

At AAY Investments Group, we are committed to safeguarding our customer information. Since your privacy is a priority, AAY Investments Group will not share non-public information about you with third parties outside of the AAY Investments corporate family without your consent, except as explained in our Privacy Policy. From time to time, we may communicate special offers for products or services of third parties outside of the AAY Investments Group corporate family, which we believe may be of interest to you, as explained below. However, we will not provide these third parties with any non-public information about you without your consent.

We have created our Privacy Policy to convey our privacy commitment to you, and serve your privacy needs.

Privacy Policy

The policy presented below covers how AAY Investments Group uses and protects Customer Information. Customer Information means information personally identifiable with a specific Customer or about a Customers current or former relationship with AAY Investments Group. This policy is provided to you in accordance with the Federal Financial Privacy Law, 15 U.S.C. 6801-6810.

Maintaining the security and confidentiality of our Customer Information is a top priority for AAY Investments Group. We carefully manage Customer Information in order to give you better service, greater convenience and additional benefits consistent with the nature of your overall business.

Protecting Your Information

AAY Investments Group does not sell Customer Information to anyone. We will only share Customer Information with others as stated in this policy, unless we provide you with additional notice or ask for your permission.

Information Security

One of our most important activities is maintaining the security of Customer Information. We value your trust and carefully handle information we possess about you. All AAY Investments Group employees who have access to your information are bound by policies that require the confidential treatment of Customer Information, and they are subject to disciplinary action if they violate these policies. In addition, AAY Investments Group maintains physical, electronic and procedural safeguards to protect Customer Information. We continually evaluate new technology for the protection information and when appropriate, we upgrade our information security systems.

Information Gathering

AAY Investments Group gathers and uses various types of information to properly serve you and better understand your needs. We also strive to assist you in learning more about financial products and services that may be of interest. The Customer Information we gather generally consists of the following: 

Information gathered from applications, forms and other information you provide, whether in writing, in person, by telephone, electronically or by any other means, such as your name, address, social security number, assets, income and debit. Information about your transactions and your account experience with AAY Investments Group, such as account balances, trading activity and payment history. Information obtained from consumer reporting agencies which may include account information and information about your credit-worthiness.

Sharing Information Within AAY Investments Group

The information we share within the AAY Investments Group corporate family helps to provide you with greater service. AAY Investments Group may share Customer Information within the AAY Investments Group corporate family, except as limited below. By sharing information about your accounts and relationships, we can save you time and money and make it easier to do business with us. Upon request you can limit the information we share about you within the AAY Investments Group corporate family.